SOC 2 Compliance for
Financial Industry
Secure, scalable, and audit-ready architecture designed to meet SOC 2 Trust Services Criteria and the unique demands of financial services.
A Foundation for Trust and Regulatory Scale
Architect your AWS environment for financial operations with a clear, multi-account AWS Landing Zone tailored for financial industry. This structure centralizes security governance, audit trails, and operational isolation - critical for compliance with SOC 2 requirements.
SOC 2 Trust Criteria Mapped to AWS Controls
Security
Availability
Confidentiality
Processing Integrity
Privacy
Security
Availability
Confidentiality
Processing Integrity
Privacy
Fine-grained IAM access controls, logging of data access patterns, tokenization of user data
Architecting for SOC 2 Compliance
We translate the abstract requirements of SOC 2’s Trust Services Criteria (TSC) into practical, automated controls inside your AWS environment. By leveraging the AWS Landing Zone Accelerator (LZA) for Financial Services, we ensure your infrastructure is compliant by design. Below, we show how key SOC 2 principles map to specific AWS services and features.
Security Management & Risk Mitigation
Requirement: Prevent, detect, and respond to unauthorized access or anomalies.
AllCode Implementation: We configure AWS Security Hub, Amazon GuardDuty, and AWS Config for continuous monitoring. We set Service Control Policies (SCPs) to enforce security baselines across accounts and automate alerts through Amazon CloudWatch and AWS SNS for incident response.
Information & Access Control
Requirement: Ensure that only authorized individuals can access sensitive financial data.
AllCode Implementation: We apply AWS IAM, IAM Identity Center (SSO), and AWS KMS to enforce strong identity policies and encryption. We implement least privilege access using fine-grained roles and integrate with MFA and federated login systems for secure authentication.
Audit Controls & Monitoring
Requirement: Maintain detailed logs of user activity and system access for accountability.
AllCode Implementation: We enable AWS CloudTrail, AWS Config, and Amazon CloudWatch Logs to capture and store activity records. Audit data is retained in Amazon S3 with Glacier for immutability and long-term evidence storage, ensuring readiness for auditor reviews.
System Integrity & Processing Accuracy
Requirement: Protect data from unauthorized modification and ensure transaction accuracy.
AllCode Implementation: We utilize AWS Key Management Service (KMS) for encryption-at-rest, AWS Certificate Manager (ACM) for encryption-in-transit, and implement data validation workflows through AWS Lambda and Amazon RDS with integrity checks.
Authentication & Authorization
Requirement: Verify identities before granting access and enforce robust session management.
AllCode Implementation: We integrate AWS IAM and Amazon Cognito for user authentication and token management. Access policies are designed around the principle of least privilege, with automated credential rotation handled through AWS Secrets Manager.
Data Confidentiality & Transmission Security
Requirement: Protect sensitive financial and personal data during storage and transmission.
AllCode Implementation: We enforce TLS 1.2/1.3 for all communication, use AWS KMS for data encryption, and enable VPC endpoints and AWS PrivateLink to keep traffic within private, secure AWS networks.
Why Financial Industry Leaders Choose Us
Specialized Financial Services Compliance Expertise
AWS Landing Zones, security frameworks, and demos customized for financial services institutions.
Audit-Ready by Design
Trusted Third-Party Assurance
Reference examples of financial services achieving SOC 2 Type II, such as Material, ForwardAI, and Financial Industry Galaxy.
Secure Transformation with us
The Challenge
The AllCode Solution
Impact
$ 24,000,000
In Secured Funding
3,000,000+
Messages Handled Per Month
“The secure, scalable, and effective platform AllCode built was instrumental in our success.”
— Vik Bakhru, COO, SameSky Health